ISO 37301

ISO37301:2021

Compliance Management System (CMS) | Auditor Certification 

IGC provides certification services such as ISO 37301 Compliance Management System provisional auditor, auditor, lead auditor, internal auditor, and senior auditor based on cooperation with GPC (Global Personnel Certification), an accredited personnel certification body based on ISO/IEC 17024.


ISO 37301:2021 Overview

ISO 37301 is an international certification standard for compliance management systems established by the International Organization for Standardization (ISO). It also provides guidelines and requirements for the establishment, development, implementation, evaluation, maintenance, and improvement of a compliance management system to develop into a sustainable corporation.
Depending on the size and nature of the organization, it presents the compliance risks, applications, and measures that the organization must comply with, and enables systematic management of norms and ethics that the organization must comply with. This standard is designed to be flexible for all types of organizations, including small and medium-sized corporations, large corporations, financial institutions, multinational corporations, and public institutions. 

ISO 37301 Auditor Certification Requirements


AuditorLead Auditor Senior AuditorInternal AuditorProvisional Auditor
Education Secondary education or higher 
Work experience 5 years and more (Including 2 years or more of experience related to the ISO 37301)
10 years and more (Including 5 years or more of experience related to the ISO 37301)
3 years and more (Including 1 year or more experience related to the ISO 37301)
None
Audit experience Audit log of 35 MD or higher as an auditor or lead auditor within the last 3 years (of which 15 M/D or more are audit log as lead auditor)
Audit log of 20 M/D or higher as an auditor or lead auditor within the last 3 years
Audit log of 15 M/D or more as an auditor or lead auditor within the last 3 years (only the log after acquiring lead auditor certification from an accredited personnel certification body is acceptable)
Within the last 3 years awarded 5 times + audit log of at least 15 M/D
None
Education training  Completion of auditor training course within the last 3 years (Only a certificate of completion issued by an accredited personnel certification body or a training provider designated by it can be accepted) 
Exam GPC knowledge and personality exam pass 

ISO 37301 Auditor Certification Procedure

· Receipt of application documents

The applicants fill out the application form and submit materials to prove their background. 


· Review of application documents and other materials

 After reviewing the submitted application documents and other materials, if they are not sufficient, applicants should prove their history by supporting additional data. 


· Performing GPC exam

The applicants should take the knowledge and attribution test and are granted certification upon passing the test. 


· Review by Certification Panel

Based on the submitted data and test results, the certification panel makes a certification decision. 


· Certification issuance

When the certification is determined, a certificate is issued and delivered to the applicant. 



The certification is valid for 3 years from the date of issue, and maintenance fees must be paid annually in accordance with the certified cycle, and additional requirements must be met at the 3rd year in the renewal cycle.

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